Income/Asset
I am an individual with an income of over $200,000 in each of the last two years, or joint income with my spouse exceeding $300,000 in those years, and I reasonably expect at least the same this year.
401k/Other
I have an individual net worth, or joint net worth with my spouse, that exceeds $1 million including any IRA's, 401K's, and other retirement accounts, but excluding the net value of my primary residence.
Registered Person
You hold any of the following licenses from the Financial Industry Regulatory Authority (FINRA): Series 7, Series 82, or Series 65.
Internal
You are a director, executive officer, or general partner of the company selling the securities, or any director, executive officer, or general partner of a general partner of that issuer or a knowledgeable employee.